More than 42 years experience in Finance and related
fields, Arbitration, Fraud Examiner

Associated with

(a) CAPITAL MARKETS for last 22 years.

(b) ARBITRATION & FRAUD INVESTIGATIONS for last
12 years
Specializing in securities, financial and insurance matters.

FCIArb & Chartered Arbitrator Fellow of The Chartered Institute of Arbitrators (U.K.)

Member - London Court of International Arbitration, London (LCIA)

FICA & Panel Member - Fellow of Indian Council of Arbitration, India. (ICA) FICA - Executive Category

On Panel of Arbitrators

• National Stock Exchange, India (NSE)
• National Commodity & Derivatives Exchange Limited, India (NCDEX) *
• Multi Commodity Exchange, India (MCX)

Neutral - Chicago International Dispute Resolution Association, U.S.A.

Member - International Bar Association U.K. (IBA)

IBA - Committee Member

• Arbitration
• Capital Market Forum
• Securities Law Committee

International Associates - American Bar Association, U.S.A. (ABA)

ABA - Committee Member

Arbitration & Mediation, International and ADR

Member Advisory Committee - FICCI Arbitration and Conciliation Tribunal, India (FACT) *

CFE (Certified Fraud Examiner) - Association of Certified Fraud Examiner, USA

Panel Member - Fraud Advisory Panel (U.K.) (FAP)

Member - The International Ombudsman Association U.S.A. (IOA)

Member - National Association of Investigative Specialists. Inc U.S.A. (NAIS)

Study & visit of major Stock Exchanges in Europe, U.S.A, Canada and Far Eastern Countries including Japan

Regular interaction with international Arbitration bodies and Stock Exchange.

Regular attendance in most of the Seminars on Capital Markets.

Executive Committee Member (Nominated) of National Stock Exchange of India Ltd. (NSE) for the year 1997 & 1998. This Committee (EC) manages the overall day to day operations of the Exchange.

A member of the Arbitration Panel of National Stock Exchange (NSE) for both WDM, Capital Market and Futures & Options segment as Sole Arbitrator and Panel Member Arbitrator including presiding officer.

Member of the Committee (NSE) constituted to hear those Members against whom Fake/Forged/Stolen Securities were reported. This Committee has since already submitted two reports.

Member of the Committee (NSE) to decide on modification on Market hours and to carry out necessary modifications in price band on account of sensitive information.

Member of the Committee (NSE) to study and prepare note for introduction of Sub-Broker. The Committee submitted its report and system of Sub-Broker have since been introduced.

Member of the Committee (NSE) forming guidelines for screening Committee for insurance claim of Members. The Committee has since submitted its report.

Member of B. D. Shah Committee of SEBI on Short Sale.

Served as Member of SEBI Committee on:

1. Secondary Market Advisory Committee.
2. Negotiated Deals
3. Rolling Settlement
4. Risk Management Group

Member of OTC Exchange Working Group on Unlisted Securities.

Made study on various margins prevalent in various countries. Submitted papers to the Chairman, SEBI.

Regular writing articles on Capital Market and Arbitration related subjects and appearing in both print and electronic media. Various presentations on Arbitration and Dispute Resolution mechanism for apex financial organizations in India.

Attended various International seminars and conference on Arbitration and Fraud.

Interacting with Stock Exchanges & SEBI on regular basis.

Advisor to the Board of Financial Technologies (India) Limited, the promoters of Multi Commodity Exchange, India (MCX)

In 1984, established a small firm at Vadodara to provide
Financial Constancy, Corporate and Management (Advisory) Services.

Introduced investment publications, which became popular in Gujarat and all other Western Indian States.

Drafted Rules, Bye-laws and Memorandum and Articles of Vadodara Stock Exchange and ensured their approval by the Authorities.

Member of the selection Panel to select Members for the Stock Exchange. Appointment was by Finance Ministry of Govt. of India.

Led a delegation visit Stock Exchanges of Singapore, Hongkong, Bangkok, Tokyo and Osaka (1992) to see their operations and incorporate Global Practices in the operation of the Exchange.

Represented the Exchange on official matters at the Government, SEBI, All India Stock Exchange meet and other official fora.

ADVISOR: To Capital Market Intermediaries and Corporate Bodies.

Member of selection Panel to select members of Multi Commodity Exchange (MCX)